Risk Management, Advisory and Professional Services
Our team of risk and compliance professionals have extensive experience in managing risks within the regulated sectors.
Our experience includes working within Central Banks, leading international regulatory bodies and firms of all sizes, and we are therefore very confident that we will be able to provide you with the solutions that you require. These include:
Our team has an excellent blend of skills and experience that has been developed working with regulators and leading industry experts. One particular area of specialisation includes providing help and support to prepare for regulatory authorisation and our principle partner has extensive experience working for a financial services regulator and has now managed regulatory inspections for more than 450 regulated firms, including domestic banks, securities firms, foreign banks and securities, domestic and foreign insurance companies, and financial instruments business operators.
We provide support and guidance for international firms, both big and small. Every client is important to us, and so whatever the size of the firm or the length of engagement, we always aim to exceed your expectations.
The biography of one of our team reads as follows:
”As the former Head of Regulatory Advisory practice of KPMG in Japan, he has led more than 450 regulatory projects in the past and was previously employed at the Bank of Japan mostly in the banking policy area, and specialisation included capital adequacy rules, derivatives and preparing regulatory guidelines, he has served as Japan’s official member in various working groups at the Basel Committee on Banking Supervision in the Bank for International Settlements (BIS), IOSCO, etc. At the BIS, he was responsible for drafting of various policies related to risk management and internal controls.”
We would love to learn more about the challenges that you face or wish to manage, so please get in touch on firstname.lastname@example.org and let us share with you our experience and support.
If you would like to learn more about how we can help, we would be delighted to discuss your needs and how we might create a solution for you.